POLICIES

• ANNEXURE 1_Client Reg etc
• ANNEXURE 2_Risk Management
• ANNEXURE 3_Internal Control
• ANNEXURE 4 PMLA POLICY
• ANNEXURE 5_Policy for Client Code Modification
• ANNEXURE 6_Prohibition on circulation of unauthenticated news
• ANNEXURE 7 _Investors Grievance
• ANNEXURE 8_Policy for Client’s Exposure Limits
• ANNEXURE 9_Prefunded Instrument
• ANNEXURE 10_Dormat account_1
• ANNEXURE 10_Dormat account_2
• ANNEXURE 11_Cyber Security Policy
• ANNEXURE 12_POLICY ON INTERNAL SHORTAGES
• ANNEXURE 13_POLICY FOR MANAGING CONFLICT OF INTEREST
• ANNEXURE 14_POLICY ON SQUARING OFF CLIENT POSITIONS
• ANNEXURE 15_SURVEILLANCE POLICY AND MONITORING OF TRANSACTIONAL ALERTS
• ANNEXURE 16_POLICY ON Freezing Blocking Clients
• Annexure 17 _Surveillance Obligation Policy - DP
• Annexure18_SOP